-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HxJxnC47ZDPDQ3uBg18NTo9HT+UInuV8XOckHq424mDveLRqH01EF9MaJe5xzzGU 9nlBwoo34Mp1qsFfnCw6OA== 0000891618-02-000766.txt : 20020414 0000891618-02-000766.hdr.sgml : 20020414 ACCESSION NUMBER: 0000891618-02-000766 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 GROUP MEMBERS: BRADLEY A. FELD GROUP MEMBERS: CHARLES E. LAX GROUP MEMBERS: D. REX GOLDING GROUP MEMBERS: E. SCOTT RUSSELL GROUP MEMBERS: GARY E. RIESCHEL GROUP MEMBERS: JO ANN HEIDI ROIZEN, TRUSTEE OF THE MOHLER/ROIZEN REVOCABLE GROUP MEMBERS: KENNETH A. TUCKER GROUP MEMBERS: MATTHEW A. OCKO GROUP MEMBERS: RONALD D. FISHER GROUP MEMBERS: SBTV V LLC GROUP MEMBERS: SOFTBANK TECHNOLOGY ADVISORS FUND L.P. ("STAF") GROUP MEMBERS: SOFTBANK TECHNOLOGY ADVISORS FUND V L.P. ("STAF V") GROUP MEMBERS: SOFTBANK TECHNOLOGY ENTREPRENEURS FUND V L.P. ("STEF V") GROUP MEMBERS: SOFTBANK TECHNOLOGY VENTURES V L.P. ("SBTV V") GROUP MEMBERS: STV IV LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAINDANCE COMMUNICATIONS INC CENTRAL INDEX KEY: 0001046832 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 841407805 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60287 FILM NUMBER: 02548525 BUSINESS ADDRESS: STREET 1: 1157 CENTURY DR CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: 8008787326 MAIL ADDRESS: STREET 1: 1157 CENTURY DR CITY: LOUISVILLE STATE: CO ZIP: 80027 FORMER COMPANY: FORMER CONFORMED NAME: EVOKE INC DATE OF NAME CHANGE: 20000218 FORMER COMPANY: FORMER CONFORMED NAME: VSTREAM INC /CO DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: EVOKE COMMUNICATIONS INC DATE OF NAME CHANGE: 20000502 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOFTBANK TECHNOLOGY VENTURES IV LP CENTRAL INDEX KEY: 0001106208 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 200 W EVELYN AVENUE STREET 2: SUITE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6505589440 MAIL ADDRESS: STREET 1: 200 WEST EVELYN AVE STREET 2: SUITE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 SC 13G/A 1 f79135esc13ga.txt AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response....14.90 ----------------------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* RAINDANCE COMMUNICATIONS INC. --------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.0015 par value --------------------------------------------------------------------- (Title of Class of Securities) 30048Q20 --------------------------------------------------------------------- (CUSIP Number) December 31, 2001 --------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1745 (3-98) Page 1 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) SOFTBANK Technology Ventures IV L.P. ("SBTV IV") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 2,652,564 BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH -0- REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: 2,652,564 ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,652,564 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- Page 2 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) SOFTBANK Technology Advisors Fund L.P. ("STAF") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 52,755 BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH -0- REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: 52,755 ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 52,755 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- Page 3 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) STV IV LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 2,705,319 BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH -0- REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: 2,705,319 ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,705,319 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- Page 4 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) SOFTBANK Technology Ventures V L.P. ("SBTV V") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,057,707 BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH -0- REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: 1,057,707 ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,057,707 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- Page 5 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) SOFTBANK Technology Advisors Fund V L.P. ("STAF V") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 28,620 BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH -0- REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: 28,620 ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 28,620 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- Page 6 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) SOFTBANK Technology Entrepreneurs Fund V L.P. ("STEF V") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 19,004 BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH -0- REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: 19,004 ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 19,004 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- Page 7 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) SBTV V LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,105,331 BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH -0- REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: 1,105,331 ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,105,331 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- Page 8 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Gary E. Rieschel - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH 3,810,650 REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: -0- ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,810,650 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,810,650 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 9 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Charles E. Lax - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 Shares BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH 2,705,319 REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: 0 Shares ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,705,319 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,705,319 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 10 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Bradley A. Feld - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH 3,810,650 REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: -0- ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,810,650 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,810,650 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 11 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Matthew A. Ocko - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH 2,705,319 REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: -0- ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,705,319 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,705,319 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 12 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) E. Scott Russell - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH 3,810,650 REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: -0- ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,810,650 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,810,650 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 13 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) D. Rex Golding - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH 3,810,650 REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: -0- ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,810,650 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,810,650 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 14 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Jo Ann Heidi Roizen, Trustee of the Mohler/Roizen Revocable Trust - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH 3,810,650 REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: -0- ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 3,810,650 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,810,650 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 15 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Ronald D. Fisher - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH 1,105,331 REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: -0- ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 1,105,331 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,105,331 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 16 of 25 pages CUSIP NO. 30048Q20 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Kenneth A. Tucker - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- BENEFICIALLY ------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH 1,105,331 REPORTING ------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: -0- ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 1,105,331 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,105,331 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 17 of 25 pages ITEM 1. (a) NAME OF ISSUER: Evoke Communications, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1157 Century Drive, Louisville, CO 80027 ITEM 2. (a) NAME OF PERSON FILING: SOFTBANK Technology Ventures IV L.P. ("SBTV IV") SOFTBANK Technology Advisors Fund L.P. ("STAF") STV IV LLC SOFTBANK Technology Ventures V L.P. ("SBTV V") SOFTBANK Technology Advisors Fund V L.P. ("STAF V") SOFTBANK Technology Entrepreneurs Fund V L.P. ("STEF V") SBTV V LLC Gary E. Rieschel ("GER") Charles E. Lax ("CEL") Bradley A. Feld ("BAF") Matthew A. Ocko ("MAO") E. Scott Russell ("ESR") D. Rex Golding ("DRG") Jo Ann Heidi Roizen, Trustee of the Mohler/Roizen Revocable Trust ("JHR") Ronald D. Fisher ("RDF") Kenneth A. Tucker ("KAT") (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 200 West Evelyn Avenue, Suite 200 Mountain View, CA 94041 (c) CITIZENSHIP: Entities: SBTV IV - Delaware STAF - Delaware STV IV LLC - Delaware SBTV V - Delaware STAF V - Delaware STEF V - Delaware SBTV V LLC - Delaware Individuals: GER - United States CEL - United States BAF - United States MAO - United States ESR - United States DRG - United States JHR - United States RDF - United States KAT - United States (d) TITLE OF CLASS OF SECURITIES: Common Stock, $0.0015 par value (e) CUSIP NUMBER: 30048Q20 Page 18 of 25 pages ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b), OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] An investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J) ITEM 4 OWNERSHIP.
(a) (b) Sole Shared Sole Shared Beneficial Percentage Voting Voting Dispositive Dispositive Owners Ownership of Class Power Power Power Power - ------------ ---------- ---------- --------- ----------- ------------- ------------ SBTV IV 2,652,564 5.6% 2,652,564 -0- 2,652,564 -0- STAF 52,755 0.1% 52,755 -0- 52,755 -0- STV IV LLC 2,705,319 5.7% 2,705,319 -0- 2,705,319 -0- SBTV V 1,057,707 2.2% 1,057,707 -0- 1,057,707 -0- STAF V 28,620 0.1% 28,620 -0- 28,620 -0- STEF V 19,004 0.1% 19,004 -0- 19,004 -0- SBTV V LLC 1,105,331 2.3% 1,105,331 -0- 1,105,331 -0- GER 3,810,650 8.1% -0- 3,810,650 -0- 3,810,650 CEL 2,705,319 5.7% -0- 3,810,650 -0- 3,810,650 BAF 3,810,650 8.1% -0- 3,810,650 -0- 3,810,650 MAO 2,705,319 5.7% -0- 2,705,319 -0- 2,705,319 ESR 3,810,650 8.1% -0- 3,810,650 -0- 3,810,650 DRG 3,810,650 8.1% -0- 3,810,650 -0- 3,810,650 JHR 3,810,650 8.1% -0- 3,810,650 -0- 3,810,650 RDF 1,105,331 2.3% -0- 1,105,331 -0- 1,105,331 KAT 1,105,331 2.3% -0- 1,105,331 -0- 1,105,331
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of class of securities, check the following: [ ] Page 19 of 25 pages ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. Page 20 of 25 pages ITEM 10. CERTIFICATION After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Date: February 13, 2002 SOFTBANK TECHNOLOGY VENTURES IV L.P. By: STV IV LLC its general partner By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Chief Operating Officer SOFTBANK TECHNOLOGY ADVISORS FUND L.P. By: STV IV LLC its general partner By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Chief Operating Officer STV IV LLC By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Chief Operating Officer SOFTBANK TECHNOLOGY VENTURES V L.P. By: SBTV V LLC its general partner By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Chief Operating Officer SOFTBANK TECHNOLOGY ADVISORS FUND V L.P. By: SBTV V LLC its general partner By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Chief Operating Officer Page 21 of 25 pages SBTV V LLC By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Chief Operating Officer GARY E. RIESCHEL By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* CHARLES E. LAX By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* BRADLEY A. FELD By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* MATTHEW A. OCKO By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* E. SCOTT RUSSELL By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* D. REX GOLDING By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* JO ANN HEIDI ROIZEN, TRUSTEE OF THE MOHLER/ROIZEN REVOCABLE TRUST By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* RONALD D. FISHER By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* Page 22 of 25 pages KENNETH A. TUCKER By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* * Power of attorney granted pursuant to general authorization letters filed with the Commission via certified mail dated March 16, 2001. Page 23 of 25 pages Exhibit A AGREEMENT OF JOINT FILING We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us. Date: February 13, 2002 SOFTBANK TECHNOLOGY VENTURES IV L.P. By: STV IV LLC its general partner By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Chief Operating Officer SOFTBANK TECHNOLOGY ADVISORS FUND L.P. By: STV IV LLC its general partner By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Chief Operating Officer STV IV LLC By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Chief Operating Officer SOFTBANK TECHNOLOGY VENTURES V L.P. By: SBTV V LLC its general partner By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Chief Operating Officer SOFTBANK TECHNOLOGY ADVISORS FUND V L.P. By: SBTV V LLC its general partner By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Chief Operating Officer SBTV V LLC By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Chief Operating Officer Page 24 of 25 pages GARY E. RIESCHEL By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* CHARLES E. LAX By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* BRADLEY A. FELD By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* MATTHEW A. OCKO By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* E. SCOTT RUSSELL By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* D. REX GOLDING By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* JO ANN HEIDI ROIZEN, TRUSTEE OF THE MOHLER/ROIZEN REVOCABLE TRUST By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* RONALD D. FISHER By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* KENNETH A. TUCKER By: /s/ Greg R. Prow ------------------------------- Name: Greg R. Prow Title: Attorney-in-Fact* * Power of attorney granted pursuant to general authorization letters filed with the Commission via certified mail dated March 16, 2001. Page 25 of 25 pages -----END PRIVACY-ENHANCED MESSAGE-----